Compliance Search Group jobs - New York, NY
Subscribe to RSS Feed| Posted | Job Title | Company | Location |
|---|---|---|---|
|
Featured Job Postings from the Web
|
|||
| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
|
support areas with a view towards assessing compliance with applicable federal and state ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
|||
| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
|
and maintenance of the BSA/AML/OFAC Compliance Program for the bank. The ... and work closely with senior legal and compliance officers to adopt procedures to... more |
|||
| May 27 | Senior Compliance Analyst | Compliance Search Group | New York, NY |
|
Chief Compliance Officer and Deputy Chief Compliance Officer in the advisers manager of ... via Compliance Dashboard of the Funds for compliance with investment guidelines,... more |
|||
| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
|
Compliancesearch.com The Compliance Search Group is the oldest, largest and most ... search firm focused on the placement of Compliance, Legal, Risk Management, Audit,... more |
|||
| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
|
Fund. The firm seeks an experienced trading compliance professional to join their team. ... in designing and developing effective compliance procedures and controls in support... more |
|||
| May 24 | Fixed Income sales & trading floor Compliance Attorney | Compliance Search Group | New York, NY |
|
Bank, including the Credit Portfolio Group, Special Credits, and Credit Risk ... policies and procedures required for compliance with US securities laws, banking... more |
|||
| May 24 | Compliance Generalist | Compliance Search Group | New York, NY |
|
The compliance role will report to the Chief Compliance Officer and have responsibility ... etc) and testing to ensure compliance with Compliance Manual, including monitoring... more |
|||
| May 22 | Compliance Manager - Information Provider Company | Compliance Search Group | New York, NY |
|
of the registered investment adviser compliance program of the firm. ... compliance issues and for prioritizing compliance tasks Other duties, as assigned... more |
|||
| May 22 | Equity Capital Markets Compliance VP | Compliance Search Group | New York, NY |
|
Key Responsibilities Supporting Compliance initiatives including writing ... Advising management on significant compliance matters and issues; Interacting... more |
|||
| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
|
and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
|||
| May 22 | Assistant General Counsel / Compliance Advisory | Compliance Search Group | New York, NY |
|
Assistant General Counsel/ Compliance Advisory - Fixed Income Credit Risk Our client is a ... Compliance Officer providing regulatory and compliance advice to several key Credit Risk... more |
|||
| May 22 | Employee Trading Compliance | Compliance Search Group | New York, NY |
|
a top-tier ratings agency, seeks a Senior Compliance Associate. The candidate must have ... Office software suite, Bloomberg, and a compliance monitoring tool such as SunGards... more |
|||
| May 22 | Hedge Fund Compliance -Control Room- | Compliance Search Group | New York, NY |
|
seeks to build a "first in class proactive Compliance program. As part of this ... banking, control room, trading or related Compliance, Legal and /or Regulatory... more |
|||
| May 20 | VP, Advertising, Marketing Material Review Compliance | Compliance Search Group | New York, NY |
|
investment bank, seeks a Marketing Material Compliance professional. This individual will ... organization including; Marketing, Legal, Compliance, Management, and Investment... more |
|||
| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
|
seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... account opening, monitoring, reporting and compliance reviews. Develop effective... more |
|||
| May 17 | Director of Ad Operations | Annalect Group | New York, NY |
|
Media/ Investment teams across Omnicom Media Group agencies (search, social, mobile, ... Data Policy & Logisitcs to pioneer 100% compliance with industry and corporate... more |
|||
| May 14 | Hedge Funds Compliance Associate | Compliance Search Group | New York, NY |
|
will support the General Counsel and Chief Compliance Officer and have diversified ... accounting on bill tracking -Maintaining compliance documents and data - Create... more |
|||
| May 14 | Manager / Compliance - Regulatory Support and Legislativ | Compliance Search Group | New York, NY |
|
Compliance Policy and Procedures Oversight Ensue compliance Policy and Procedures manual i ... Managed other compliance professionals in either a small or large Compliance or similar de... more |
|||
| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
|
o real-time market monitoring; o compliance with audit trail requirements; o ... written policies and procedures, including a compliance manual, designed to prevent... more |
|||
| May 14 | Derivatives Compliance Manager | Compliance Search Group | New York, NY |
|
testing and reporting, with other groups compliance, as well as Audit, Legal, ... the Annual Compliance Report attesting to compliance with applicable rules, including... more |
|||
| May 14 | Fixed Income Sales & Trading Desk Compliance VP Inves | Compliance Search Group | New York, NY |
|
responsibilities for providing real-time Compliance advisory support to the Rates ... products Interact with and present to senior compliance and front office personnel on... more |
|||
| May 14 | Chief AML Compliance Officer | Compliance Search Group | New York, NY |
|
Our client, an international financial services firm, seeks a Chief Anti-Money Laundering Officer for their U.S. Bank and Broker Dealer division, based in New York... more |
|||
| May 06 | Vice President / Assist Manager Regulatory Inquiry Group | Compliance Search Group | New York, NY |
|
would act as the Assistant Manager for the group that researches, analyzes and responds ... personnel, external and internal counsel, compliance coverage, etc., as required to... more |
|||
| Apr 06 | Analyst | Strategic Investments Group | New York, NY |
|
in NYCEDC, such as Real Estate Development, Compliance, Legal, Planning, Corporate Communications, and Research Writing memoranda and presenting to senior staff of NYCEDC and the... more |
|||
| Apr 05 | Analyst, Strategic Investments Group | New York City Economic Development | New York, NY |
|
such as Real Estate Development, Compliance, Legal, Planning, Corporate Communications, and Research Writing memoranda and presenting to senior staff and the City recommending... more |
|||
Jobs by 
